InfoBytes

Archive: Securities

• SEC chair expresses disappointment over Delaware law restricting arbitration and fee-shifting for securities claims

  October 24, 2025

• FINRA censures payment provider with $375K fine

  October 10, 2025

• House lawmakers urge SEC to implement executive order expanding 401(k) access to alternative assets

  September 26, 2025

• FINRA fines broker-dealer $500K for failure to file suspicious activity reports

  August 29, 2025

• White House Working Group on Digital Asset Markets releases report

  August 8, 2025

• FDIC no longer requires notification of crypto-related activities

  April 4, 2025

• FINRA accepts TRACE reporting-related AWC

  March 7, 2025

• SEC releases two updates related to clearing of U.S. Treasury securities

  February 28, 2025

• Brian Quintenz nominated to be CFTC Chairman

  February 14, 2025

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