InfoBytes

Archive: Securities

• U.S. Supreme Court rules SEC may seek disgorgement absent showing of pecuniary loss

  June 5, 2026

• FINRA launches review of higher-risk structured product recommendations and concentration practices

  May 29, 2026

• Treasury announces mandatory survey of foreign residents’ holdings of U.S. securities

  May 29, 2026

• SEC rescinds ‘no deny’ policy for enforcement settlements

  May 22, 2026

• SEC settles with fintech and co-founders over allegedly fraudulent blockchain claims

  May 8, 2026

• Democratic senators challenge SEC interpretive guidance on application of securities laws to digital assets

  May 8, 2026

• SEC proposes elective semiannual reporting option for public companies

  May 8, 2026

• FINRA replaces day trading margin requirements with new intraday margin standards

  May 1, 2026

• SEC files complaint alleging $16M fraud in crypto token offering

  April 24, 2026

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