InfoBytes

Archive: Securities

• Vermont issues consumer privacy compliance guidance under newly effective securities regulations

  April 24, 2026

• SEC and CFTC jointly propose amendments to reduce Form PF reporting burdens

  April 24, 2026

• SEC releases fiscal year 2025 enforcement results

  April 10, 2026

• FINRA launches financial fraud and cybersecurity intelligence-sharing hub

  April 10, 2026

• Democratic senators probe SEC chair on enforcement director’s resignation, withheld data, and crypto case dismissals

  April 3, 2026

• FINRA fines firm $450K for alleged BSA/AML, customer identification deficiencies

  April 3, 2026

• SEC announces significant updates to enforcement manual

  February 27, 2026

• SEC allows broker-dealers to apply 2 percent ‘haircut’ on payment stablecoins

  February 26, 2026

• SEC clarifies application of federal securities laws to tokenized securities

  February 13, 2026

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