InfoBytes

Archive: Securities

• CFTC charges cryptocurrency derivatives platform and owners with AML violations

  October 7, 2020

• SEC has “record-setting” whistleblower fiscal year

  October 2, 2020

• SEC settles with ratings agency for $2 million over inadequate policies

  October 1, 2020

• CFTC reaches $4.5 million settlement with bank over lost audio files

  October 1, 2020

• SEC issues two separate whistleblower awards totaling over $2.65 million

  September 23, 2020

• CFTC charges multi-level cryptocurrency marketing scheme

  September 16, 2020

• SEC issues $10 million whistleblower award

  September 16, 2020

• SEC charges participants of two allegedly fraudulent ICOs

  September 15, 2020

• SEC issues two separate whistleblower awards totaling over $3.75 million

  September 4, 2020

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