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Archive: Securities
SEC awards more than $500,000 to whistleblower under “safe harbor” provision
March 31, 2021
Digital asset company to pay $6.5 million to settle CFTC allegations
March 25, 2021
SEC issues more than $6.5 million in whistleblower awards
March 9, 2021
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SEC issues multiple whistleblower awards
March 4, 2021
SEC issues multiple whistleblower awards, including award based on DOJ agreement
February 26, 2021
SEC issues nearly $600,000 whistleblower award
January 20, 2021
SEC issues whistleblower awards totaling over $1.1 million
January 14, 2021
SEC issues whistleblower awards totaling over $5.2 million
January 8, 2021
SEC awards whistleblower with audit responsibilities more than $300,000
December 17, 2020
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