InfoBytes

Archive: Securities

• SEC’s new exam team focuses on emerging threats

  July 31, 2020

• SEC issues $3.8 million whistleblower award

  July 16, 2020

• SEC issues $18.5 million civil penalty for unregistered digital token offering

  July 2, 2020

• SEC issues two separate whistleblower awards totaling over $800,000

  June 26, 2020

• CFTC awards $6 million to whistleblower for CEA action

  June 11, 2020

• SEC issues $50 million, whistleblower award, highest ever to one individual

  June 5, 2020

• SEC settles with blockchain company over unregistered ICO

  June 2, 2020

• SEC issues $2 million whistleblower award

  May 6, 2020

• SEC issues $18 million whistleblower award

  May 1, 2020

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