InfoBytes

Archive: Securities

• SEC reaches $1 billion milestone in whistleblower awards

  September 17, 2021

• SEC charges alternative data provider with securities fraud

  September 17, 2021

• SEC says digital asset trading company violated the Exchange Act

  September 16, 2021

• FINRA fines broker-dealer for alleged supervision failures

  September 10, 2021

• SEC charges cryptocurrency lending platform involved in $2 billion scheme

  September 3, 2021

• SEC takes action against firms for cybersecurity procedures

  September 3, 2021

• SEC seeks public information regarding online trading

  August 31, 2021

• SEC issues whistleblower awards totaling nearly $2.6 million

  August 31, 2021

• SEC enhances public access to EDGAR financial disclosure data

  August 25, 2021

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