SEC awards $15 million to whistleblowers

Archive: Securities

SEC awards $15 million to whistleblowers
November 12, 2021
SEC approves PCAOB Rule under the Holding Foreign Companies Accountable Act
November 12, 2021
SEC proposes amendments to electronic filing requirements
November 10, 2021

SEC awards $2 million to whistleblower
November 3, 2021
CFTC awards $200 million to whistleblower
October 28, 2021
CFTC announces a $500,000 fine for swap dealer
October 20, 2021
SEC issues whistleblower awards totaling $40 million
October 20, 2021
SEC reopens comment period on listing standards for recovery of erroneously awarded compensation
October 19, 2021
SEC announces final rule for filing fee disclosure and payment methods modernization
October 15, 2021

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