InfoBytes

Archive: Securities

• SEC, ECB sign MOU concerning security-based swap entity oversight

  August 19, 2021

• SEC settles with company over data breach

  August 19, 2021

• SEC takes emergency action against investor fraud scheme

  August 19, 2021

• SEC says digital asset trading company violated the Exchange Act

  August 16, 2021

• CFTC settles AML violations with cryptocurrency derivatives platform

  August 13, 2021

• SEC settles with company selling securities through DeFi platform

  August 12, 2021

• SEC awards $9.5 million to whistleblowers

  August 10, 2021

• SEC: Offshore issuers must disclose relationships to China-based operating companies

  August 5, 2021

• SEC considers revision of two amendments

  August 5, 2021

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