InfoBytes

Archive: Securities

• SEC takes action against firms for cybersecurity procedures

  September 3, 2021

• SEC seeks public information regarding online trading

  August 31, 2021

• SEC issues whistleblower awards totaling nearly $2.6 million

  August 31, 2021

• SEC enhances public access to EDGAR financial disclosure data

  August 25, 2021

• SEC, ECB sign MOU concerning security-based swap entity oversight

  August 19, 2021

• SEC settles with company over data breach

  August 19, 2021

• SEC takes emergency action against investor fraud scheme

  August 19, 2021

• SEC says digital asset trading company violated the Exchange Act

  August 16, 2021

• CFTC settles AML violations with cryptocurrency derivatives platform

  August 13, 2021

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