InfoBytes

Archive: Securities

• District Court orders crypto platform and its CEO to disgorge and pay penalty in SEC case

  July 14, 2023

• DFPI orders crypto platform to halt operations

  June 30, 2023

• SEC fines tech company $2.5 million to settle FCPA charges

  June 6, 2023

• Bank to pay $1 billion to settle investors’ compliance claims

  June 2, 2023

• SEC fines Dutch medical supplier $62 million to settle FCPA charges

  May 26, 2023

• SEC’s $279 million whistleblower award is largest ever

  May 9, 2023

• SEC orders crypto ATM operator to pay $3.9 million for selling unregistered tokens

  May 5, 2023

• District Court orders fintech to pay $2.8 million to settle claims of price manipulation of crypto-assets security

  April 26, 2023

• DFPI cracks down on crypto platforms’ AI claims

  April 21, 2023

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