InfoBytes

Archive: Securities

• Congressmembers urge SEC’s Gensler to approve spot Bitcoin ETPs

  October 6, 2023

• Bank to pay $25 million to settle alleged misleading ESG claims

  September 29, 2023

• SEC adopts truth-in-advertising rule enhancements for funds

  September 22, 2023

• SEC approves final Privacy Act rules

  September 22, 2023

• Bank enters into settlement agreement with SEC for charging advisory fees

  September 1, 2023

• SEC files brief in its Supreme Court appeal to reverse 5th Circuit ruling against use of adjudication powers and ALJs

  September 1, 2023

• SEC conducts its first-ever NFT enforcement again

  September 1, 2023

• SEC awards whistleblower more than $18 million

  September 1, 2023

• SEC charges broker-dealer with failure to file suspicious activity reports

  September 1, 2023

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