InfoBytes

Archive: Securities

• SEC charges crypto company with fraud and anti-registration violations

  November 3, 2023

• SEC’s SAB 121 should be subject to congressional review, says GAO

  November 3, 2023

• UK Government to regulate cryptoassets more strictly under a new regulatory regime

  November 3, 2023

• SEC announces 2024 examination priorities, excludes ESG

  October 20, 2023

• Congressmembers urge SEC’s Gensler to approve spot Bitcoin ETPs

  October 6, 2023

• Bank to pay $25 million to settle alleged misleading ESG claims

  September 29, 2023

• SEC adopts truth-in-advertising rule enhancements for funds

  September 22, 2023

• SEC approves final Privacy Act rules

  September 22, 2023

• Bank enters into settlement agreement with SEC for charging advisory fees

  September 1, 2023

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