InfoBytes

Archive: Securities

• SEC’s $279 million whistleblower award is largest ever

  May 9, 2023

• SEC orders crypto ATM operator to pay $3.9 million for selling unregistered tokens

  May 5, 2023

• District Court orders fintech to pay $2.8 million to settle claims of price manipulation of crypto-assets security

  April 26, 2023

• DFPI cracks down on crypto platforms’ AI claims

  April 21, 2023

• SEC opens comment period on defining “exchange”

  April 21, 2023

• California joins multistate settlement with securities brokerage

  April 14, 2023

• SEC awards whistleblowers more than $12 million

  April 4, 2023

• SEC charges companies and executives for operating an unregistered exchange

  March 31, 2023

• SEC proposes to expand EDGAR filings

  March 30, 2023

...17181920...81