InfoBytes

Archive: Securities

• SEC opens comment period on defining “exchange”

  April 21, 2023

• California joins multistate settlement with securities brokerage

  April 14, 2023

• SEC awards whistleblowers more than $12 million

  April 4, 2023

• SEC charges companies and executives for operating an unregistered exchange

  March 31, 2023

• SEC proposes to expand EDGAR filings

  March 30, 2023

• SEC proposes new cybersecurity requirements

  March 17, 2023

• Software company to pay $3 million to SEC for misleading disclosures about ransomware attack

  March 17, 2023

• SEC files emergency action on $100 million crypto fraud

  March 10, 2023

• SEC fines gaming company $4 million as successor to a company charged with FCPA violations

  March 9, 2023

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