InfoBytes

Archive: Securities

• SEC proposes rescinding shareholder proposal rule and modernizing proxy solicitation process

  September 25, 2026

• SEC proposes update to transfer agent regulations, reflecting electronic and blockchain-based recordkeeping

  September 4, 2026

• SEC charges former executives of subprime auto lender with securities fraud over alleged double-pledging scheme

  August 28, 2026

• Sixth Circuit revives Freddie Mac securities fraud class action from 2008 financial crisis

  August 28, 2026

• SEC proposes rule allowing electronic delivery of disclosures by default

  July 24, 2026

• SEC’s Peirce cautions that crypto vaults, onchain lending may trigger securities laws

  July 24, 2026

• Democratic lawmakers press SEC on broker-dealer and AI developer responsibilities in agentic trading

  July 10, 2026

• SEC and CFTC seek comment on harmonizing portfolio margining frameworks

  July 10, 2026

• FINRA expels member firm and bars co-founders for alleged churning and excessive trading in violation of Reg BI and FINRA rules

  June 26, 2026

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