InfoBytes

Archive: Securities

• Prudential Regulators Issue Guidance on New Accounting Standards Governing Credit Loss Allowances

  December 23, 2016

• Obama Signs Into Law SEC Small Business Advocate Act

  December 23, 2016

• N.Y. Attorney General’s Office, SEC and FINRA Assess Penalties, Fines Against Securities Firm Over Dark Pool Access Disclosures

  December 23, 2016

• Division of Corporation Finance Director Keith Higgins to Leave SEC; Shelley Parratt to Become Acting Director

  December 9, 2016

• Wesley R. Bricker to Replace James Schnurr as SEC Chief Accountant

  November 28, 2016

• SEC Continues to Show Interest in Municipal Bond Market

  September 16, 2016

• DOJ and SEC Decline FCPA Action Against California-Based Software Company

  September 16, 2016

• SEC Appoints New Deputy Associate Director in Division of Investment Management’s Rulemaking Office

  September 8, 2016

• SEC Announces $22 Million-Plus Whistleblower Award; Program Surpasses $100 Million in Awards

  September 2, 2016

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