InfoBytes

Archive: Securities

• CFTC reaches $14 million settlement with bank over swap dealer standards

  November 14, 2019

• SEC charges online auction portal with violating whistleblower protection laws

  November 6, 2019

• SEC seeks input on RMBS asset-level disclosure requirements

  November 1, 2019

• SEC obtains temporary injunction against unregistered digital token offering

  October 15, 2019

• SEC settles with blockchain company for $24 million over unregistered ICO

  October 2, 2019

• CFTC awards $7 million to whistleblower for CEA action

  October 1, 2019

• SEC charges digital platform for unregistered ICO

  September 20, 2019

• SEC settles cryptocurrency fraud case for $10.1 million

  September 5, 2019

• SEC awards $1.8 million to whistleblower

  September 5, 2019

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