InfoBytes

Archive: Securities

• SEC to expand crypto asset and cyber unit team

  May 5, 2022

• SEC awards $6 million to whistleblowers

  April 27, 2022

• SEC 2022 examination priorities include information security, emerging technologies, and crypto-assets

  April 1, 2022

• SEC seeks investor protections related to SPACs and shell companies

  April 1, 2022

• SEC seeks to include market participants as dealers or government securities dealers

  April 1, 2022

• FINRA fines firm $2.3 million for misusing customer funds and charging unreasonable fees

  April 1, 2022

• CFTC awards $625,000 to whistleblowers

  March 30, 2022

• SEC awards $1.25 million to whistleblower

  March 29, 2022

• SEC proposes climate risk disclosures

  March 24, 2022

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