CFTC, SEC Approve Final Rules To Define “Swap”; CFTC Exempts Small Banks From Clearing Requirements

Archive: Securities

CFTC, SEC Approve Final Rules To Define “Swap”; CFTC Exempts Small Banks From Clearing Requirements
July 13, 2012
Tips for Minimizing Missteps When Interfacing with SEC Staff
July 10, 2012
New York Federal Court Certifies Class in MBS Litigation
July 7, 2012

New York State Appeals Court Upholds Decision Dismissing Buyback Lawsuit
July 7, 2012
SEC and FDIC Announce Senior Appointments
July 7, 2012
California Appeals Court Holds Brokerage Agreement Sufficiently Incorporated Arbitration Provision
June 29, 2012
Federal District Court Allows Interlocutory Appeal of Challenge to FHFA MBS Suit
June 23, 2012
State AGs Granted Right to Intervene in Private MBS Action
June 8, 2012
Buckley Sandler to Expand Criminal & Civil Enforcement Practices with Addition of Thomas A. Sporkin, Chief of the Office of Market Intelligence at the SEC
June 1, 2012

...78 798081