InfoBytes

Archive: Securities

• Second Circuit Holds that Allegation of Actual Knowledge Not Necessary for SEC to State Claim Against Aiders and Abettors

  August 10, 2012

• Majority of NCUA MBS Claims Survive Motion to Dismiss

  August 3, 2012

• Senators Unveil Bill to Increase SEC Civil Penalties; House Members Propose Competing Bills to Enhance the SEC’s Investment Adviser Oversight

  July 27, 2012

• Federal Court Allows Shareholder Suit Alleging Concealment of Mortgage-Related Risks to Proceed

  July 22, 2012

• SEC Announces Additional Senior Appointments

  July 13, 2012

• CFTC, SEC Approve Final Rules To Define “Swap”; CFTC Exempts Small Banks From Clearing Requirements

  July 13, 2012

• Tips for Minimizing Missteps When Interfacing with SEC Staff

  July 10, 2012

• New York Federal Court Certifies Class in MBS Litigation

  July 7, 2012

• New York State Appeals Court Upholds Decision Dismissing Buyback Lawsuit

  July 7, 2012

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