InfoBytes

Archive: Securities

• SEC awards nearly $4 million to whistleblower living overseas

  September 26, 2018

• SEC announces second-largest whistleblower award; waives “voluntary” requirement for one claimant

  September 25, 2018

• SEC awards whistleblower $1.5 million after reducing amount for reporting delay

  September 18, 2018

• District court rules U.S. securities law may cover initial coin offering in criminal case

  September 14, 2018

• CFTC wins $1.1 million judgment in cryptocurrency fraud action

  August 28, 2018

• International bank agrees to pay $4.9 billion in civil penalties to settle allegations of RMBS misconduct

  August 20, 2018

• Massachusetts Attorney General announces $26.8 million settlement with firm for securitization of subprime mortgages

  August 16, 2018

• CFTC announces multiple whistleblower awards totaling $45 million

  August 3, 2018

• Global investment bank subsidiaries to settle SEC allegations of mishandled American Depositary Receipts

  July 25, 2018

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