InfoBytes

Archive: Securities

• NYDFS pens guidance for virtual currency companies on customer service

  June 7, 2024

• SEC’s Division of Examinations provides guidance on broker-dealer examination process

  June 7, 2024

• House passes resolution to nullify SEC’s rule on crypto accounting guidance

  May 10, 2024

• Texas issues a cease and desist order against a securities firm

  April 26, 2024

• Tennessee updates its UCC to amend “money” definition and include CBDCs

  April 19, 2024

• UK financial regulators issue new authority on securities sandbox

  April 12, 2024

• SEC to expand “dealer” definition after adoption of two rules

  February 16, 2024

• SEC, DFPI charge unregistered crypto platform

  February 9, 2024

• SEC charges alleged hedge fund with defrauding $1.2 million from investors

  February 9, 2024

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